R. Block Nation | BD & Compliance Packet¶
Welcome to the official BD and Compliance resource site for R. Block Nation.
This portal provides structured access to critical documents for broker-dealers, legal partners, and compliance professionals evaluating the platform’s Reg CF infrastructure.
🤝 Progress in Partnership¶
R. Block Nation has advanced from concept to a fully supervised environment under a FINRA-regulated Broker-Dealer relationship.
This milestone confirms the platform’s readiness for compliant deployment and partner-level review.
All required methods for KYC, AML, and Escrow have been successfully validated in sandbox.
The project is now formally ready for Pre-Live Certification and BD review.
🎯 Mission & Focus¶
Our mission is to expand compliant access to capital for small businesses and investors across diverse communities.
Under BD supervision, R. Block Nation continues to invest in education, transparency, and outreach — dedicating resources to under-served founders and retail investors.
📄 Active Document Index¶
| Section | Description |
|---|---|
| Partner Home | Central page for BD & compliance partners |
| Packet Summary | Overview of the BD review packet |
| Required Documents | Key documentation checklist |
| Compliance Stack | Technical & regulatory architecture |
| Issuer Pipeline | Issuer onboarding & review workflow |
| Platform Roadmap | Build-out milestones and feature map |
🧱 Platform Progress Summary¶
See full technical and compliance progress in:
📄 Progress Report (October 2025)
✅ Sandbox certification passed
✅ BD checklist submitted
✅ Escrow & KYC validated
⚙️ Next: UI demo certification + production transition
🔒 Notice¶
These materials are for internal partner review only.
Do not distribute without written consent from R. Block Share Holdings, LLC.
For questions or access to additional materials, contact:
📧 lester@rblockshareholdings.com
🏛️ BD Review → RWA Tokenization Summary (2025-11-09)¶
R. Block Nation has completed all pre-live verification steps across its smart-contract, subgraph, compliance-API, and front-end layers.
Both the BD Readiness Checklist (2025-11-09) and Compliance-to-RWA Guarantee (2025-11-09) confirm that the platform is fully BD-ready and structurally capable of supporting real-world-asset (RWA) tokenization immediately following broker-dealer certification.
This milestone establishes full continuity between the SettleMint ATK backend and the Andes Capital BD oversight layer, ensuring that North Capital escrow, Postgres + IPFS + Evervault storage, and the Flowbite-based investor dashboard function as a single, compliant issuance stack.
→ View the Pre-Live Certification Packet (2025-11-09)